Trexquant is a tech-driven systematic fund manager leveraging machine learning and quantitative strategies for global equity and futures trading. With offices in the U.S., China, and India, our innovative team of researchers, technologists, and finance professionals pushes the boundaries of quantitative finance.
We are seeking a Chief Compliance Officer (CCO) to join our senior leadership team, overseeing compliance with guidance from our current CCO/General Counsel. This is an exciting opportunity for a compliance professional to thrive in a fast-paced, intellectually stimulating environment where technology, finance, and regulatory oversight converge.
Responsibilities
Lead compliance oversight for our SEC-registered investment adviser for private funds.
Maintain and enhance compliance frameworks, policies, and monitoring systems.
Develop and implement regulatory monitoring controls to ensure alignment with SEC laws.
Work closely with quantitative researchers, engineers, and traders to integrate compliance into our algorithmic trading framework.
Oversee regulatory filings and disclosures (ADV, Form PF, 13F, and other key filings).
Develop risk assessments and report findings to the CEO and senior leadership.
Represent compliance in investor diligence meetings and regulatory discussions.
Provide training and guidance to employees on evolving regulatory requirements.
Stay ahead of industry trends, participate in SEC outreach programs, and proactively adapt to new compliance challenges in systematic trading.
Bachelor’s degree, with preferred certifications such as JD, CFA, or CPA.
Seasoned compliance leader with at least 6 years of management-level experience at an SEC-registered investment adviser, regulator, or in-house legal department.
Deep understanding of SEC regulations, including the Investment Advisers Act of 1940, cybersecurity requirements, and best practices for investment firms.
Highly analytical, tech-savvy, and adaptable, with experience navigating software-driven finance environments.
Strong communicator and strategic thinker who can provide clear compliance direction while working with teams at the intersection of finance, regulation, and technology.
...Position Overview: We're hiring Class A CDL drivers for a Midsouthregional position offering extended runs and consistent miles.... ...Qualifications: Valid Class A CDL Minimum 6 months recent OTR tractor-trailer experience At least 21 years old Clean driving...
...DESCRIPTION Amazon internships are full-time positions, and interns should expect to work Monday-Friday, up to 40 hours per week... ...also articles, podcasts/audio content, graphic novels, manga, video games, musicals/plays, board games, and other forms of IP. We work with...
...Requirements Click to read more Duties Job Description: The Iowa DCI Crime Laboratory intends to offer up to four unpaid internships at our facility in Ankeny, IA for the summer of 2026, starting around the first week of June and ending in early August of 2026....
...quality care including patient education, phlebotomy and may participate in coordinating... ...equivalent Req Specialized/technical training Graduate of an accredited Vocational Nursing... ..., must obtain certification within 90 days/next class Req Fire Life Safety Training...
...students reach their fullest potential in their education! Our Math and Reading Instructors assist students in working through evidence... ...7730 Herschel Ave. Ste. B La Jolla, CA 92037 Requirements Tutoring: 1 year Bachelor's Degree Reliable transportation to the...